What SEC Filings Do I Need for a Reg A Offering?

By | 08/28/2023 | 4:37 am ET

The securities landscape is filled with numerous intricate regulations and pathways for companies to raise capital. One of these pathways, Regulation A (Reg A), has grown in popularity due to its benefits and the opportunity it offers for a broader investor base. With this growth, understanding the required filings for a Reg A offering is vital to ensure compliance and success. Regulation A, often referred to as Reg A, is…

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Regulation A (Reg A+) Forms List and SEC Filing Deadlines

By | 10/25/2021 | 8:26 am ET

Are you looking for an exemption to certain public offerings? If so, then you need to be familiar with SEC Regulation A and the Reg A forms you need to file. Recently Regulation A was updated, creating a two-tier system for security offerings. Companies in Tier 1 can rise up to $20 million in a period of 12 months, and companies in Tier 2 can offer up to $75 million in…

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The Most Costly States to File Blue Sky Offerings

By | 08/28/2020 | 1:46 pm ET

The Uniform Securities Act of 1956 forms the foundation of Blue Sky Laws in different states. Although the reference is the same, there are wide variations in each state's rules and regulations, especially when it comes to filing fees. For example, while some states like Kansas charge a penalty for late filing, others like Indiana have no filing fees at all. The tax is either  fixed or variable, applicable to…

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