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SEC Filings Calendar & EDGAR Deadlines
The SEC will be closed in observance of the following holidays. The EDGAR system will not receive, process, or accept filings on these days.
| 2023 SEC FILING HOLIDAYS | |
|---|---|
| Date | Holidays |
| Monday, January 2, 2023 | New Year’s Day (observed) |
| Monday, January 16, 2023 | Martin Luther King Jr. Day |
| Monday, February 20, 2023 | Washington’s Birthday |
| Monday, May 29, 2023 | Memorial Day |
| Monday, June 19, 2023 | Juneteenth National Independence Day |
| Tuesday, July 4, 2023 | Independence Day |
| Monday, September 4, 2023 | Labor Day |
| Monday, October 9, 2023 | Columbus Day |
| Friday, November 10, 2023 | Veterans Day (observed) |
| Thursday, November 23, 2023 | Thanksgiving Day |
| Monday, December 25, 2023 | Christmas Day |
Past calendars: 2022 Calendar, 2021 Calendar, 2020 Calendar, 2019 Calendar
The SEC’s EDGAR filing system is open for submitting files Monday thru Friday 6:00 a.m. to 10:00 p.m. ET, excluding SEC Federal Holidays as listed below. Files submitted after 5:30 p.m. ET will receive the next business day’s filing date except for Section 16 Form 3, 4, 5 filings. If a due date is on a weekend or SEC holiday, the filing will be due the next business day.
To see a complete listing of Federal Holidays for prior and future years click: Federal Holidays.
| SEC FILING DEADLINES* | |||
|---|---|---|---|
| 12/31 FYE | Large Accelerated Filers | Accelerated Filers | Non-Accelerated Filers |
| 10‐K | Wednesday March 1, 2023 | Thursday March 16, 2023 | Friday, March 31, 2023 |
| NT 10‐K | Thursday, March 2, 2023 | Friday, March 17, 2023 | Monday, April 3, 2023 |
| Late 10‐K | Thursday March 16, 2023 | Friday March 31, 2023 | Monday, April 17, 2023 |
| 10‐Q (1st quarter) | Wednesday, May 10, 2023 | Wednesday, May 10, 2023 | Monday, May 15, 2023 |
| NT 10‐Q | Thursday, May 11, 2023 | Thursday, May 11, 2023 | Tuesday, May 16, 2023 |
| Late 10‐Q | Monday, May 15, 2023 | Monday, May 15, 2023 | Monday, May 22, 2023 |
| 10‐Q (2nd quarter) | Wednesday, August 9, 2023 | Wednesday, August 9, 2023 | Monday, August 14, 2023 |
| NT 10‐Q | Thursday, August 10, 2023 | Thursday, August 10, 2023 | Tuesday, August 15, 2023 |
| Late 10‐Q | Monday, August 14, 2023 | Monday, August 14, 2023 | Monday, August 21, 2023 |
| 10‐Q (3rd quarter) | Thursday, November 9, 2023 | Thursday, November 9, 2023 | Tuesday, November 14, 2023 |
| NT 10‐Q | Friday, November 10, 2023 | Friday, November 10, 2023 | Wednesday, November 15, 2023 |
| Late 10‐Q | Tuesday, November 14, 2023 | Tuesday, November 14, 2023 | Monday, November 20, 2023 |
| DEADLINE INFORMATION | |||
|---|---|---|---|
| Form Type | Large Accelerated Filers | Accelerated Filers | Non-Accelerated Filers |
| 10-K | 60 days after fiscal year end | 75 days after fiscal year end | 90 days after fiscal year end |
| NT 10-K | Due on the business day after the 10-K due date | Due on the business day after the 10-K due date | Due on the business day after the 10-K due date |
| Late 10-K | Due 15 calendar days from the due date of the 10-K | Due 15 calendar days from the due date of the 10-K | Due 15 calendar days from the due date of the 10-K |
| 10-Q | 40 days after quarter end | 40 days after quarter end | 45 days after quarter end |
| NT 10-Q | Due on the business day after the 10-Q due date | Due on the business day after the 10-Q due date | Due on the business day after the 10-Q due date |
| Late 10-Q | Due 5 calendar days from the due date of 10-Q | Due 5 calendar days from the due date of 10-Q | Due 5 calendar days from the due date of 10-Q |
| 11-K | Due 180 days after the end of the retirement plan year | Due 180 days after the end of the retirement plan year | Due 180 days after the end of the retirement plan year |
| NT 11-K | Due on the business day after the 11-K due date | Due on the business day after the 11-K due date | Due on the business day after the 11-K due date |
| Late 11-K | After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date | After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date | After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date |
| SECTION 16 BENEFICIAL OWNER FORMS | |
|---|---|
| Form Type | Due Date |
| Form 3 | Due 10 days after the event an individual becomes a reporting person |
| Form 4 | Due before end of 2nd business day in which a company insider trades registered securities in the company |
| Form 5 | Due on or before 45th day after the end of the issuer’s fiscal year |
| INVESTMENT MANAGEMENT | |
|---|---|
| Form Type | Due Date |
| N-30D &NCSR | Due to be printed and mailed 60 days following the end of each half-year by investment companies. The EDGAR filing is due ten days after the actual mailing date |
| N-Q | Due 60 days after the 1st & 3rd fiscal quarter end |
| NT NCSR | Due on the business day after the NCSR due date |
| Late NCSR | Due on the business day after the NCSR due date |
| N-PX | Due no later than August 31 |
| N-SAR | Due 60 days after fiscal year end, Interim: 60 days after the end of the 2nd fiscal quarter |
| NSAR-B | Due from mutual funds 60 days after the end of the fiscal year |
| NSAR-A | Due from mutual funds 60 days after the end of the fiscal year |
| NSAR-U | Due from Unit Investment Trusts 60 days after the end of the fiscal year |
| NT NSAR | Due on the business day after the N-SAR due date |
| Late NSAR | Due after filing an NT NSAR, the deadline for the N-SAR is extended 15 calendar days from the due date |
| N-CSR | Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date |
| Schedule 13G | Due 45 days following the end of the calendar year |
| Form 13F | Due 45 days following the end of each fiscal quarter from institutional investment managers |
| Form 13D | Due 10 days after the acquisition of more than 5% beneficial ownership |
| Form 24F-2 | Due 90 days following the end of the fiscal year by investment companies |
| FOREIGN FORMS | |
|---|---|
| Form Type | Due Date |
| Form 20-F | A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report |
*Disclaimer*
All information from this webpage is from reputable sources such as the SEC and other Government websites, however its accuracy cannot be guaranteed. We do not offer professional legal counsel. Please consult your legal counsel with any questions.
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Here's the story, we were later than I wanted to be with our second quarter 10-Q, as a matter of fact it didn't come over until late last evening. I'm having surgery on Friday (a surprise to me) and wanted to be able to review the proofs as our CEO would not really know what to look for. Colonial managed to turn it around for me today - that's one day. He didn't have to and yet he did.
- R. Kang, CEO