Category: Deadline

The applicable deadlines for Form 10-K and Form 10-Q depend on a company’s filer status. Form 10-K is measured from fiscal year-end and generally has a longer filing window, while Form 10-Q is measured from the end of the applicable fiscal quarter. What Are the Form 10-K and Form 10-Q Filing Deadlines? The following table […]

Missing a Form 10-K filing deadline does not necessarily mean a company is immediately out of compliance. Under Rule 12b-25, an eligible company that cannot complete its annual report on time may file Form 12b-25, commonly referred to as an NT 10-K. Doing so can provide an additional 15 calendar days to submit the Form […]

Public companies can face some problems by missing 10-K deadlines, but it doesn’t necessarily mean they will face consequences immediately. The SEC offers a process under Rule 12b-25 specifically for situations like this. Under this rule, companies are generally required to submit Form 12b-25, identified as an NT 10-K on EDGAR for a late 10-K, […]

If you run a public company, you are required to publicly disclose financial information on a regular basis to the Securities and Exchange Commission. You need to issue a form 10-K annually, which includes financial results from the prior year. Then, you need to issue quarterly reports on Form 10-Q once per quarter. If you […]