Category: Investor Information

On February 11, 2025, the SEC published critical updates to its Compliance and Disclosure Interpretations (CDIs) for Regulation 13D-G, providing new guidance that redefines the boundaries for investors filing Schedule 13D or Schedule 13G. CDI 103.11 and 103.12 change how investor engagement is interpreted, with big implications for institutional investors and issuers. Why does this […]

The Securities and Exchange Commission (SEC) has recently proposed improvements to the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system, specifically focusing on filer access and account management. These proposed enhancements aim to streamline the filing process, enhance usability, and improve security measures. In this article, we will explore the key aspects of these proposed […]