Category: Reg A+

Private offerings provide issuers with a flexible capital-raising path without the registration requirements of a public offering. While these transactions are exempt from full SEC registration, they are not exempt from federal filing obligations. Issuers relying on private offering exemptions must make timely and accurate submissions through the SEC’s EDGAR system, and those requirements vary […]

The securities landscape is filled with numerous intricate regulations and pathways for companies to raise capital. One of these pathways, Regulation A (Reg A), has grown in popularity due to its benefits and the opportunity it offers for a broader investor base. With this growth, understanding the required SEC filings for a Reg A offering […]

Understanding what is Reg A and Why it Matters Regulation A (also known as Reg A or Reg A+) is a key exemption from the SEC’s traditional registration requirements, designed to make capital-raising easier for small and mid-sized businesses. Enacted under the JOBS Act and updated in 2015, Reg A+ is divided into Tier 1 […]

The Uniform Securities Act of 1956 forms the foundation of Blue Sky Laws in different states. Although the reference is the same, there are wide variations in each state’s rules and regulations, especially when it comes to filing fees. For example, while some states like Kansas charge a penalty for late filing, others like Indiana […]