Category: Shareholder

The Section 12(g) 120-Day Filing Window Is Closing – Is Your Company in Compliance?
If your company had a successful 2024, you might need to follow an additional set of fiscal requirements in 2025: Section 12(g). Section 12(g) of the Securities Exchange Act of 1934 was introduced to ensure that investors have adequate access to financial and management information. When exceeding certain asset and shareholder thresholds, companies must file […]
| 03/13/2025

What is a Super 8-K Filing?
A Super 8-K filing is a specific type of report that public companies must file with the Securities and Exchange Commission (SEC) under certain conditions. It goes beyond the requirements of a standard 8-K by including additional details typically required in a Form 10 registration statement. This form is crucial when a company undergoes significant […]
| 05/31/2024

SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting
One of the hot topics in the financial markets recently has been transparency. Right now, a lot of shareholders feel like they have been left in the dark, as it can be hard for them to figure out what to do with their securities and investments. Now, the Securities and Exchange Commission (SEC) has proposed changes […]
| 02/19/2022