Category: Issuers
SEC’s New Rules on Schedule 13D/G: What Investors and Issuers Must Know in 2025
On February 11, 2025, the SEC published critical updates to its Compliance and Disclosure Interpretations (CDIs) for Regulation 13D-G, providing new guidance that redefines the boundaries for investors filing Schedule 13D or Schedule 13G. CDI 103.11 and 103.12 change how investor engagement is interpreted, with big implications for institutional investors and issuers. Why does this […]
| 08/20/2025
SEC Seeks Public Comment on Redefining Foreign Private Issuers (FPIs)
On June 4, 2025, the U.S. Securities and Exchange Commission (SEC) issued Press Release 2025-82, announcing that it is seeking public comment on potential updates to the definition of “Foreign Private Issuer” (FPI). The move marks a significant moment for international companies that currently benefit from the FPI designation under U.S. securities law. If implemented, […]
| 08/19/2025
SEC Adopts Amendments to Modernize and Enhance MD&A and other Financial Disclosures
On Nov. 19, 2020, the SEC adopted amendments to specific financial disclosure requirements in Regulation S-K, proposed on Jan. 30, 2020. The commission has considered suggestions from the comment letters as well as the SEC Division of Corporation Finance. Overview: Eliminating Item 301 (Selected Financial Data): Registrants are not required to provide 5 years of […]
| 12/02/2020